Who We Are
Black Swan Diagnostics Inc. is a regulatory compliance advisory firm servicing regulated financial entities that have Securities Law, Privacy Law, and AML (Anti-Money Laundering) compliance needs. We work with financial regulated entities that span asset managers, broker-dealers, banks, credit unions, fintech, crypto firms, custodians, payment processors, crypto and stock exchanges.
Customers come to Black Swan Diagnostics because of our seasoned 25+ years on-the-ground experience in the financial industry, stacked with former CCOs (Chief Compliance Officers) previously licensed with regulators either in Canada or the US, or both. Customers favor our ability to solve all types of regulatory compliance challenges, from small to large, to supporting litigation matters and serving as subject matter expert witnesses.
Our Services
Why Choose Us
We differentiate ourselves through our ability to simplify and solve complex problems and put our clients at ease with all areas of regulatory compliance. While most if not all our former CCOs have law degrees, we are by no means a law firm. Our customers appreciate our responsiveness to client needs while helping to build their compliance infrastructure. As former CCOs, we’ve been through the compliance trenches and pass on our experiences on how to best avoid traps. We’ve been there, done that. We allow you to focus on your core strengths in building your business while ensuring regulators are at bay and maintaining full compliance. We get you to the finish line and beyond.
What Our Clients Are Saying
